BN
BN

Brett Neal

35 Years of Experience
Lincoln, NE
BrokerSells Insurance

Brett Neal is a registered investment advisor, based in Lincoln, NE, with 35 years of industry experience.

Location

6003 Old Cheney Rd, Suite 350, Lincoln, NE, 68516

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brett owns Norman Enterprises, LLC, a storage unit rental business, dedicating minimal time. He is also an investment adviser at Lincoln Capital, LLC, which is a full-time commitment, and an insurance agent at Lincoln Capital Life, LLC, spending a few hours per week.

Employment History
Current Registrations
Mutual Securities, INC.Broker
October 2013 - Present · 12 yrs 7 mos
Lincoln Capital, LLC
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
July 2005 - October 2013 · 8 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2005 - October 2013 · 8 yrs 3 mos
Citigroup Global Markets INC.
July 1997 - July 2005 · 8 yrs
Citigroup Global Markets INC.Broker
July 1993 - July 2005 · 12 yrs
Lehman Brothers INC.Broker
September 1990 - July 1993 · 2 yrs 10 mos
State Registrations2 states
NETX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.