Patricia Ramirez is a registered investment advisor, based in Concord, CA, with 27 years of industry experience.
Location
3939 Beechwood Drive, Concord, CA, 94519
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2024Other Business Activities
Patricia owns rental property in New Mexico and is a money mindset coach for women. She is also a Certified Divorce Financial Analyst, a board member of The Rotary Club of Concord Diablo, and President/Advisor at Ramirez Wealth Management, where she spends full-time hours.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
December 2024 - Present · 1 yr 5 mos
Consolidated Portfolio Review CORP
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Raymond James & Associates, INC.
April 2015 - September 2024 · 9 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2015 - September 2024 · 9 yrs 5 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Citigroup Global Markets INC.
September 2007 - June 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
March 1999 - June 2009 · 10 yrs 3 mos
Linsco/private Ledger CORP.Broker
September 1998 - February 1999 · 5 mos
Round Hill Securities, INC.Broker
May 1998 - August 1998 · 3 mos
State Registrations4 states
AZCATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.