RB
RB
Roger Bowden
20 Years of Experience
Highlands Ranch, CO
3 DisclosuresSells Insurance
Roger Bowden is a registered investment advisor at Summit View Capital Advisors, based in Highlands Ranch, CO, with 20 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.60% |
| $1.0M - $6.0M | 0.45% |
| $6.0M - $11.0M | 0.25% |
| $11M+ | 0.25% |
Fees are negotiable for amounts above $11,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2016Final
Employment Separation After Allegations
January 2015Customer Dispute
April 2013Settled
Other Business ActivitiesSells Insurance
Roger is an investment committee member for a public/private insurance company. This activity requires minimal time.
Employment History
Current Registrations
Summit View Capital Advisors
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Mount Yale Portfolio Advisors, LLC
October 2003 - March 2011 · 7 yrs 5 mos
Mount Yale Securities, LLCBroker
October 2003 - January 2015 · 11 yrs 3 mos
Mount Yale Asset Management, LLC
October 1999 - April 2015 · 15 yrs 6 mos
Investment Consulting Group LLC
January 1999 - October 2003 · 4 yrs 9 mos
State Registrations1 state
CO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.