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Stephen Hill

35 Years of Experience
Oceanview, DE
1 DisclosureBroker

Stephen Hill is a registered investment advisor at LPL Financial LLC, based in Oceanview, DE, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

61 West Ave, Oceanview, DE, 19970

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1999
Denied
Other Business Activities

Stephen operates Prosperity Atlantic Wealth Management LLC as a DBA for his LPL business since January 2020, dedicating full-time hours. He also operates Momentum Wealth Partners as a DBA for his LPL business since February 2025.

Employment History
Current Registrations
LPL Financial LLC
September 2024 - Present · 1 yr 8 mos
LPL Financial LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
LPL Financial LLC
August 2024 - August 2024 · 0 mos
Cetera Investment Advisers LLC
March 2024 - August 2024 · 5 mos
Cetera Advisors LLCBroker
July 2015 - August 2024 · 9 yrs 1 mo
Cetera Advisors LLC
July 2015 - March 2024 · 8 yrs 8 mos
Capitol Securities Management, INC.
August 1999 - July 2015 · 15 yrs 11 mos
Capitol Securities Management, INC.Broker
March 1999 - July 2015 · 16 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - March 1999 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
October 1990 - January 1995 · 4 yrs 3 mos
State Registrations7 states
CTDEFLMDOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.