TrueAdvisor
TrueAdvisor
KD
CFP
KD
CFP

Kelly Diestler

Ameriprise Financial Services, LLC
35 Years of Experience
Green Bay, WI
11 DisclosuresBroker
View SEC Summary
View SEC Summary

Kelly Diestler is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Green Bay, WI, with 35 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2631 S Packerland Dr, Ste 105, Green Bay, WI, 54313

Get directions

History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Denied
Customer Dispute
February 2004
Award / Judgment
Customer Dispute
October 2003
Award / Judgment
Customer Dispute
July 2003
Denied
Customer Dispute
July 2003
Denied
Customer Dispute
June 2003
Denied
Customer Dispute
April 2003
Award / Judgment
Customer Dispute
August 2002
Denied
Customer Dispute
June 2002
Settled
Customer Dispute
March 2002
Denied
Customer Dispute
May 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kelly owns single-family and multi-family real estate properties, one since 2010 and another since 2021. Kelly also has a business ownership activity that takes a few hours per week, some of which occur during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 1990 - Present · 35 yrs 11 mos
Ameriprise Financial Services, LLC
November 1990 - Present · 35 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 1990 - Present · 35 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 1990 - July 2006 · 15 yrs 8 mos
State Registrations26 states
ALARAZCOCTFLGAIAILLAMDMEMIMNMSNCNDOHPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Green Bay, WI →All financial advisors in Wisconsin →