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Efren Martinez

Osaic Wealth, INC.
35 Years of Experience
Riverside, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Efren Martinez is a registered investment advisor at Osaic Wealth, INC., based in Riverside, CA, with 35 years of industry experience. Efren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

16099 Hillsmont Lane, Riverside, CA, 92503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Efren is a statutory agent/owner of Martinez & Rezac Financial Services, Inc. and sells fixed annuities and insurance products, dedicating a few hours per week to this. He is also a notary public for the State of California and refers clients for Medicare guidance.

Employment History
Current Registrations
Osaic Wealth, INC.
September 2023 - Present · 3 yrs 1 mo
Osaic Wealth, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Sagepoint Financial, INC.
June 2022 - September 2023 · 1 yr 3 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sunamerica Securities, INC.Broker
March 2002 - October 2005 · 3 yrs 7 mos
Financial Network Investment CorporationBroker
November 1995 - March 2002 · 6 yrs 4 mos
Swbc Investment CompanyBroker
April 1994 - November 1995 · 1 yr 7 mos
Pruco Securities CorporationBroker
October 1990 - April 1994 · 3 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
October 1990 - December 1993 · 3 yrs 2 mos
State Registrations19 states
AKARAZCAFLGAILINKSKYNENMNVORPATXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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