Erico Galvez
Erico Galvez is a registered investment advisor at Capital Resource Advisors LLC., based in Portland, ME, with 30 years of industry experience. Erico operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable at the discretion of the advisor based on factors such as the size of the account, complexity of the services, or related accounts. Certain assets, such as annuities, insurance products, or specific mutual fund share classes, may be exempt from asset-based fees.
Fee Estimator
Location
Portland, ME
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
May 2008Employment History
Current Registrations
Capital Resource Advisors LLC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Janney Montgomery Scott INC.Broker
Hanover, Sterling & Company LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.