DK
DK

Deana King

35 Years of Experience
Pittsford, NY
Broker

Deana King is a registered investment advisor at Cetera Investment Advisers LLC, based in Pittsford, NY, with 35 years of industry experience. Deana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1150 Pittsford Victor Rd, Pittsford, NY, 14534

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Deana is a compliance officer and referrer for Canandaigua National Bank & Trust. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Investment Services LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
M&t Securities, INC.Broker
July 2006 - August 2021 · 15 yrs 1 mo
Citicorp Investment Services
December 2004 - July 2006 · 1 yr 7 mos
Citicorp Investment ServicesBroker
October 1990 - July 2006 · 15 yrs 9 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.