PR
CFP
PR
CFP

Philip Daniel Ray

27 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
792 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$250K
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Location

1312 W Herndon, Suite 101, Fresno, CA, 93711

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip is a member of 1312, LLC, created in 2010 to purchase a commercial real estate building leased to Regency Investment Advisors and other tenants. He dedicates minimal time to this activity.

Employment History
Current Registrations
Regency Investment Advisors INC
March 1998 - Present · 27 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Philip Daniel Ray - Financial Advisor | TrueAdvisor