Cindy Gleason
Cindy Gleason is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Cedar Falls, IA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
210 Main St, Cedar Falls, IA, 50613
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1998Other Business ActivitiesSells Insurance
Cindy operates under Gleason Financial Group as a DBA for her LPL business, dedicating about half her time. She also provides tax preparation services through Gleason Tax Services, spends a few hours per week on fixed annuity sales, and is a business owner involved in divorce mediation.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Arbor Point Advisors
Securities America, INC.Broker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Locust Street Securities, INC.Broker
Fsc Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.