TrueAdvisor
TrueAdvisor
CG
CFP · ChFC
CG
CFP · ChFC

Cindy Gleason

LPL Financial LLC
35 Years of Experience
Cedar Falls, IA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Cindy Gleason is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Cedar Falls, IA, with 35 years of industry experience. Cindy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

210 Main St, Cedar Falls, IA, 50613

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Cindy operates under Gleason Financial Group as a DBA for her LPL business, dedicating about half her time. She also provides tax preparation services through Gleason Tax Services, spends a few hours per week on fixed annuity sales, and is a business owner involved in divorce mediation.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 2 mos
LPL Financial LLC
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - August 2024 · 2 mos
Arbor Point Advisors
March 2017 - August 2024 · 7 yrs 5 mos
Securities America, INC.Broker
March 2017 - June 2024 · 7 yrs 3 mos
Summit Brokerage Services, INC.Broker
September 2016 - April 2017 · 7 mos
Summit Financial Group INC
September 2016 - April 2017 · 7 mos
Vsr Advisory Services
February 2012 - September 2016 · 4 yrs 7 mos
Vsr Financial Services, INC.Broker
February 2012 - September 2016 · 4 yrs 7 mos
Berthel Fisher & Company Financial Services, INC.
January 2005 - February 2012 · 7 yrs 1 mo
Berthel, Fisher & Company Financial Services, INC.Broker
September 2002 - February 2012 · 9 yrs 5 mos
Locust Street Securities, INC.Broker
January 2001 - September 2002 · 1 yr 8 mos
Fsc Securities CorporationBroker
December 1999 - January 2001 · 1 yr 1 mo
American Express Financial Advisors INC.Broker
October 1990 - September 1999 · 8 yrs 11 mos
Ids Life Insurance CompanyBroker
October 1990 - September 1999 · 8 yrs 11 mos
State Registrations14 states
ARAZCOFLIAKSMONDNJOHORTXWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cedar Falls, IA →All financial advisors in Iowa →