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Charles Sickles

Advisors Asset Management, INC.
35 Years of Experience
Princeton, NJ
Broker
View SEC Summary
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Charles Sickles is a registered investment advisor at Advisors Asset Management, INC., based in Princeton, NJ, with 35 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,505 clients with $2.2B in assets under management.

Advisors Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
124 advisors
Number of Clients
1,505 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees for fixed income strategies generally range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

300 Carnegie Center Suite 100, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles is a singer and songwriter in a band called Chas and the Skylands Gang since March 2025, dedicating about 10-20% of his time. The band seeks gigs and promotes their music, but Charles does not expect substantial income from this activity.

Employment History
Current Registrations
Advisors Asset Management, INC.
February 2017 - Present · 9 yrs 8 mos
Advisors Asset Management, INC.Broker
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Blackrock Investment Management, LLC
July 2015 - January 2017 · 1 yr 6 mos
Blackrock Investments, LLCBroker
July 2015 - January 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2009 - May 2015 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - May 2015 · 10 yrs 2 mos
Fam Distributors, INC.Broker
November 1990 - March 2005 · 14 yrs 4 mos
State Registrations2 states
NJTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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