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Kimberly Adler

26 Years of Experience
Chicago, IL
Broker

Kimberly Adler is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 South Wacker Drive, Suite 2960, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2010 - June 2023 · 12 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2005 - June 2023 · 18 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 2000 - May 2005 · 5 yrs 1 mo
Prudential Securities IncorporatedBroker
January 2000 - April 2000 · 3 mos
State Registrations42 states
ARAZCACODEFLGAHIIAILINKSKYMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.