Walter Tuer is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1901 Main Street, Suite 700, Irvine, CA, 92614
Get directionsHistory
Regulatory History (3)
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Regulatory
May 2003Final
Customer Dispute
March 2001Settled
Customer Dispute
September 1998Closed-No Action
Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2008 - August 2017 · 8 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2008 - August 2017 · 8 yrs 10 mos
Wachovia Securities, LLC
August 2004 - October 2008 · 4 yrs 2 mos
Wachovia Securities, LLCBroker
July 2001 - October 2008 · 7 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
April 1996 - July 2001 · 5 yrs 3 mos
Smith Barney INC.Broker
November 1992 - May 1996 · 3 yrs 6 mos
Metlife Securities INC.Broker
April 1991 - November 1992 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
April 1991 - November 1992 · 1 yr 7 mos
State Registrations27 states
AKAZCACOCTDEFLGAIDILKSMINCNJNMNVNYOHORPATNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.