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Gary Peirce

35 Years of Experience
Hingham, MA
3 DisclosuresBroker

Gary Peirce is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hingham, MA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

101 Derby St, Hingham, MA, 02043

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Denied
Customer Dispute
December 1998
Denied
Customer Dispute
July 1994
Award / Judgment
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
November 2007 - October 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.Broker
October 2007 - October 2009 · 2 yrs
Fahnestock Asset Management
April 2006 - November 2007 · 1 yr 7 mos
Oppenheimer & CO. INC.Broker
June 2002 - November 2007 · 5 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1998 - July 2002 · 3 yrs 9 mos
Gruntal & CO., L.L.C.Broker
June 1992 - November 1998 · 6 yrs 5 mos
Hibbard Brown & CO., INC.Broker
November 1990 - June 1992 · 1 yr 7 mos
State Registrations19 states
CACOCTDCFLGAMAMENCNHNJNMNYOHRISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Peirce - Financial Advisor | TrueAdvisor