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David Baldwin
35 Years of Experience
Akron, OH
1 DisclosureBroker
David Baldwin is a registered investment advisor at Key Investment Services LLC, based in Akron, OH, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
404 East Waterloo Road, Akron, OH, 44319
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2024Settled
Employment History
Current Registrations
Key Investment Services LLC
December 2008 - Present · 17 yrs 5 mos
Key Investment Services LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Mcdonald Investments INC.Broker
August 2004 - December 2005 · 1 yr 4 mos
Banc One Securities CorporationBroker
September 1999 - August 2004 · 4 yrs 11 mos
Locust Street Securities, INC.Broker
June 1991 - September 1999 · 8 yrs 3 mos
MML Investors Services, INC.Broker
November 1990 - May 1991 · 6 mos
State Registrations11 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.