DC
DC

Douglas Cooper

35 Years of Experience
Fredericksburg, VA
Broker

Douglas Cooper is a registered investment advisor at Raymond James & Associates, INC., based in Fredericksburg, VA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1671 Emancipation Highway, Suite 101, Fredericksburg, VA, 22401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is involved in multiple real estate ventures, including Airlee Development, CoCo Investments, and James Monroe Birthplace II, LLC. He dedicates minimal time to these activities, primarily involving administrative tasks for James Monroe Birthplace II, LLC.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2006 - Present · 19 yrs 9 mos
Raymond James & Associates, INC.Broker
October 2006 - Present · 19 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - October 2006 · 8 mos
Citigroup Global Markets INC.
February 2006 - October 2006 · 8 mos
Legg Mason Wood Walker INC
June 2000 - February 2006 · 5 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2000 - February 2006 · 5 yrs 9 mos
First Union Securities, INC.Broker
October 1999 - May 2000 · 7 mos
First Union Capital Markets CORP.Broker
December 1990 - October 1999 · 8 yrs 10 mos
State Registrations19 states
ALCACODEFLGAILMDMENCNYOHPASCSDTNVAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Douglas Cooper - Financial Advisor | TrueAdvisor