DD
DD
Derek D'alonzo is a registered investment advisor at Alden Investment Group, based in Hockton, GA, with 34 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,460 clients with $390M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$264K average
Assets Under Management
$385.7M
Fee Structure
Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum fee is up to 2.00% per year. Fees are negotiable. An additional platform reporting fee of 0.05% applies.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Hockton, GA
Get directionsHistory
Regulatory History (3)
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Regulatory
April 2021Final
Employment Separation After Allegations
September 2020Employment Separation After Allegations
June 2017Employment History
Current Registrations
Alden Investment Group
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Alden Capital
December 2020 - November 2022 · 1 yr 11 mos
J. Alden Associates, INC.Broker
November 2020 - May 2022 · 1 yr 6 mos
Ameriprise Financial Services, LLC.
August 2017 - October 2020 · 3 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2017 - October 2020 · 3 yrs 2 mos
Suntrust Advisory Services, INC.
September 2016 - June 2017 · 9 mos
Suntrust Investment Services, INC.
September 2014 - December 2016 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
January 2013 - June 2017 · 4 yrs 5 mos
Wells Fargo Advisors, LLCBroker
December 2001 - January 2013 · 11 yrs 1 mo
Bb&t Investment Services, INC.Broker
April 2001 - December 2001 · 8 mos
Sterne, Agee & Leach, INC.Broker
March 1999 - March 2001 · 2 yrs
Josephthal & CO., INC.Broker
December 1996 - March 1999 · 2 yrs 3 mos
Bear, Stearns & CO. INC.Broker
December 1993 - December 1996 · 3 yrs
Lehman Brothers INC.Broker
November 1991 - December 1993 · 2 yrs 1 mo
J. W. Gant & Associates, INC.Broker
October 1991 - October 1991 · 0 mos
State Registrations1 state
GA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.