Howard Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Sunrise, FL, with 34 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13450 W Sunrise Blvd, Suite # 240, Sunrise, FL, 33323
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Howard is the recording secretary for Delray Orthodox Synagogue, spending minimal time on this activity. He also has a website: HowieandJuan.Ceterainvestors.com.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Essex National Securities, INC.Broker
Abn Amro Financial Services, INC.Broker
Fis Securities, INC.Broker
Fleet Enterprises, INC.Broker
1717 Capital Management CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.