Scott Doyle
Scott Doyle is a registered investment advisor at Kovack Advisors, INC., based in Livingston, NJ, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
Livingston, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is the president of Shield Capital, dedicating all of his time to financial planning. He also works as a life and health insurance agent (minimal time) and an independent senior health insurance representative (about 10-20% of his time), and is a partial owner of a seasonal beach rental (minimal time).
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Kovack Securities INC.
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Century Securities Associates INC
Century Securities Associates, INC.Broker
Kellogg Capital Group LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advest, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.