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Matthew Lee

LPL Financial LLC
32 Years of Experience
Columbus, OH
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Matthew Lee is a registered investment advisor at LPL Financial LLC, based in Columbus, OH, with 32 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4220 E Broad Street, Columbus, OH, 43213

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2019
Final
Employment Separation After Allegations
July 2013
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.
May 2015 - May 2025 · 10 yrs
Cuso Financial Services, L.P.Broker
May 2015 - May 2025 · 10 yrs
Wells Fargo Advisors Financial Network, LLC
July 2009 - August 2013 · 4 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
July 2009 - August 2013 · 4 yrs 1 mo
Ascend Advisory Group
September 2008 - July 2009 · 10 mos
Royal Alliance Associates, INC.Broker
December 2007 - July 2009 · 1 yr 7 mos
Donnelly Penman & PartnersBroker
May 2003 - December 2007 · 4 yrs 7 mos
Diamond Hill Securities, INC.Broker
March 1999 - October 2002 · 3 yrs 7 mos
Fifth Third/the Ohio CompanyBroker
July 1991 - March 1999 · 7 yrs 8 mos
State Registrations20 states
AZCACOFLGAHIINLAMAMINCNJNVNYOHPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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