NT
NT

Nicholas Trombetta

34 Years of Experience
Westfield, NJ
Broker

Nicholas Trombetta is a registered investment advisor at Wells Fargo Advisors, based in Westfield, NJ, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

50 Cardinal Drive, Suite 101, Westfield, NJ, 07090

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas owns rental property with his spouse since 2004, dedicating minimal time to it. He also has 99% ownership in NJT Advisor LLC since 2023, spending minimal time on it as well.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2006 - May 2023 · 16 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2006 - May 2023 · 16 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - December 2006 · 2 yrs 2 mos
Banc of America Investment Services, INC.
October 2004 - December 2006 · 2 yrs 2 mos
Quick & Reilly, INC.
June 2004 - October 2004 · 4 mos
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
May 1996 - April 2001 · 4 yrs 11 mos
Ujb Discount Brokerage CO.Broker
April 1996 - May 1996 · 1 mo
Financial Northeastern Securities, INC.Broker
October 1990 - October 1995 · 5 yrs
State Registrations25 states
AZCACOCTDCDEFLILINMAMDMIMONCNJNYORPASCTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Trombetta - Financial Advisor | TrueAdvisor