WJ
WJ

William Johnston

35 Years of Experience
Humboldt, IA
BrokerSells Insurance

William Johnston is a registered investment advisor at Cetera Investment Advisers LLC, based in Humboldt, IA, with 35 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

605 13th St North, Humboldt, IA, 50548

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

William is an insurance agent selling life insurance, annuities, and long-term care, dedicating a few hours per week. He also manages a bank IRA program and is a bank officer, spending full-time hours on this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
March 2003 - Present · 23 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2003 - Present · 23 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2011 - June 2023 · 11 yrs 10 mos
Locust Street Securities, INC.Broker
November 1990 - March 2003 · 12 yrs 4 mos
State Registrations10 states
AZCAIAILMAMNNENYORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.