Joseph Luca
Joseph Luca is a registered investment advisor at Osaic Wealth, INC., based in Kalamazoo, MI, with 35 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3643 Woodcliff Drive, Kalamazoo, MI, 49008
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Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Joseph is an Owner Advisor with Securities America Advisors, focusing on investment management and portfolio construction, dedicating about a quarter of his time. He also works with Securities America Inc. selling and servicing variable, indexed, and fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.