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JR
CFP
JR
CFP

Jason Richards

LPL Financial LLC
28 Years of Experience
Ashburn, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jason Richards is a CFP-designated registered investment advisor at LPL Financial LLC, based in Ashburn, VA, with 28 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

44675 Cape Court, Suite 100, Ashburn, VA, 20147-0000

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is an insurance broker since 2009, selling term and fixed life insurance, dedicating minimal time to this activity. He is also an insurance agent since 2017 and owns rental real estate since 2023.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Mutual Service Corporation
January 2008 - September 2009 · 1 yr 8 mos
Mutual Service Corporation
October 2006 - December 2007 · 1 yr 2 mos
Mutual Service CorporationBroker
September 2006 - September 2009 · 3 yrs
Fsc Securities CorporationBroker
January 2005 - September 2006 · 1 yr 8 mos
Fsc Securities Corporation
January 2005 - April 2005 · 3 mos
Oneamerica Securities, INC.Broker
December 1999 - February 2005 · 5 yrs 2 mos
American United Life Insurance CompanyBroker
December 1999 - December 2001 · 2 yrs
Park Avenue Securities LLCBroker
May 1999 - November 1999 · 6 mos
American Security Investment Advisors, INC.
April 1999 - October 2006 · 7 yrs 6 mos
Guardian Investor Services CorporationBroker
October 1998 - May 1999 · 7 mos
Waddell & Reed, INC.Broker
January 1991 - May 1991 · 4 mos
State Registrations30 states
AKAZCACOCTDCDEFLGAILMAMDMNMOMTNCNHNJNVNYOHORPARISCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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