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CFP
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CFP

Eric Dimino

Stifel, Nicolaus & Company, Incorporated
35 Years of Experience
San Diego, CA
Broker
View SEC Summary
View SEC Summary

Eric Dimino is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Diego, CA, with 35 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16870 West Bernardo Drive, Suite 150, San Diego, CA, 92127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric works as a ski instructor at Big Bear Mountain Resort, teaching kids to ski. This activity takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2017 - Present · 9 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
March 2017 - Present · 9 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 1999 - March 2017 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLC
April 1999 - March 2017 · 17 yrs 11 mos
M.L. Stern & CO. INC.Broker
October 1990 - April 1999 · 8 yrs 6 mos
State Registrations11 states
AZCACOFLNENVNYPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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