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Steven Maurer

35 Years of Experience
Boca Raton, FL
Broker

Steven Maurer is a registered investment advisor, based in Boca Raton, FL, with 35 years of industry experience.

Location

2424 N. Fedreal HWY Suite 400, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven works as an IAR for Kestra Advisory Services and in a supervisory role for Wealth Empowerment Financial Strategies, dedicating nearly full-time hours to these investment-related activities. He also serves as President of Z.PUG.COM, Inc., spending minimal time filing taxes.

Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2024 - Present · 1 yr 7 mos
Kestra Investment Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - October 2024 · 2 yrs 3 mos
B. Riley Wealth Advisors, INC.
March 2008 - October 2024 · 16 yrs 7 mos
National Securities CorporationBroker
August 2003 - July 2022 · 18 yrs 11 mos
Fahnestock & CO. INC.Broker
January 2002 - August 2003 · 1 yr 7 mos
Josephthal & CO., INC.Broker
May 1998 - January 2002 · 3 yrs 8 mos
Nichols, Safina, Lerner & CO. INC.Broker
September 1996 - February 1998 · 1 yr 5 mos
Gruntal & CO. IncorporatedBroker
June 1994 - August 1996 · 2 yrs 2 mos
Josephthal Lyon & Ross IncorporatedBroker
February 1991 - June 1994 · 3 yrs 4 mos
Whale Securities CO., L.P.Broker
November 1990 - February 1991 · 3 mos
State Registrations11 states
CACOCTFLILINNCNJNYRITX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.