JA
JA
Joseph Amalfitano
34 Years of Experience
Exton, PA
3 DisclosuresBroker
Joseph Amalfitano is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Exton, PA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
600 Eagleview Blvd, Suite 300, Exton, PA, 19341
Get directionsHistory
Regulatory History (3)
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Customer Dispute
May 2012Settled
Customer Dispute
July 2008Settled
Criminal
January 1987Final Disposition
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.
February 2008 - Present · 18 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2008 - Present · 18 yrs 5 mos
Previous Registrations
Raymond James Financial Services
February 2008 - January 2009 · 11 mos
Citigroup Global Markets INC.Broker
November 1998 - March 2008 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1991 - October 1998 · 7 yrs 5 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.