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Scott Thompson

35 Years of Experience
Kittanning, PA
BrokerSells Insurance

Scott Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in Kittanning, PA, with 35 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

213 Market St, Kittanning, PA, 16201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is an independent insurance agent selling various insurance products, including disability, fixed annuities, life/accident/health, LTC, and Medicare-related products, and is also involved with multiple insurance-related businesses. He also works part-time as an entertainment helper and does motivational speaking.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
December 2008 - September 2013 · 4 yrs 9 mos
Tower Square Securities, INC.Broker
December 2008 - September 2013 · 4 yrs 9 mos
Countrywide Investment Services, INC.
March 2008 - September 2008 · 6 mos
Countrywide Investment Services, INC.Broker
January 2007 - September 2008 · 1 yr 8 mos
Metlife Securities INC.Broker
November 1990 - January 2007 · 16 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
November 1990 - January 2007 · 16 yrs 2 mos
State Registrations4 states
FLMDOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Thompson - Financial Advisor | TrueAdvisor