Philip Bruneau
Philip Bruneau is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Saint Paul, MN, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
30 E 7th St, Saint Paul, MN, 55101
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2010Customer Dispute
November 2009Employment Separation After Allegations
December 1978Other Business Activities
Philip is an officer and shareholder in his wife's family ranch, Ralston Gap Cattle Co, though his involvement is minimal as the property is leased out. He is also the owner of KP 1 LLC, looking to purchase storage flex space for rental, and a general partner/managing member of Lazy M Bar Ag, LLC, where he buys cattle on their ranch, Ralston Gap Cattle Co.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.