Arthur Stein
Arthur Stein is a CFP-designated registered investment advisor at Allworth Financial, L.P., based in Bethesda, MD, with 26 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 29,297 clients with $34B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum fee is 2.00% per year, subject to a $2,500 annual minimum fee. Fees are negotiable and can vary based on specific client circumstances.
Fee Estimator
Location
6701 Democracy Blvd, Suite 300, Bethesda, MD, 20817
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is an independent contractor selling stock photography and occasionally taking photographs, dedicating minimal time to this. He also works as a self-employed speaker for adult education classes on topics including retirement planning, income, and long-term care insurance, and sells insurance as a broker, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Allworth Financial, L.P.
Previous Registrations
Arthur Stein Financial, LLC
Spc Financial INC
MML Investors Services, INC.
Park Avenue Securities LLC
Cassaday & CO INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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