AS
CFP
AS
CFP

Arthur Stein

25 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
72 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$116.3M

Fee Structure

Minimum Investment:$750K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $750K1.50%
$750K - $1.0M1.25%
$1.0M - $2.0M0.75%
$2.0M - $3.0M0.60%
$3.0M - $4.0M0.50%
$4M+0.40%

Fees may be negotiable at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6701 Democracy Blvd., Suite 300, Bethesda, MD, 20817

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is an independent contractor selling stock photography and occasionally taking photographs, dedicating minimal time to this. He also works as a self-employed speaker for adult education classes on topics including retirement planning, income, and long-term care insurance, and sells insurance as a broker, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Arthur Stein Financial, LLC
February 2012 - Present · 14 yrs
Previous Registrations
Spc Financial INC
December 2009 - March 2013 · 3 yrs 3 mos
MML Investors Services, INC.
January 2008 - December 2009 · 1 yr 11 mos
Park Avenue Securities LLC
May 2004 - December 2007 · 3 yrs 7 mos
Cassaday & CO INC
April 2000 - April 2004 · 4 yrs
State Registrations4 states
DCMDTXVA
Advisor
Exams
No exam information available for this advisor.
Arthur Stein - Financial Advisor | TrueAdvisor