HC
HC

Howard Chen

34 Years of Experience
Fremont, CA
Broker

Howard Chen is a registered investment advisor, based in Fremont, CA, with 34 years of industry experience.

Location

46921 Warm Springs Blvd, 201B, Fremont, CA, 94539

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Howard is the CEO and owner of Parah Capital Management, spending nearly full-time on non-trading customer service, operations, compliance, and paperwork. These activities are primarily administrative in nature.

Employment History
Current Registrations
Globalink Securities, INC.
October 2009 - Present · 16 yrs 7 mos
Globalink Securities, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Parah Capital Management, LLC
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
Charles Schwab & CO., INC.
December 1997 - July 2008 · 10 yrs 7 mos
Charles Schwab & CO., INC.Broker
June 1991 - July 2008 · 17 yrs 1 mo
Financial Network Investment CorporationBroker
November 1990 - January 1991 · 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Chen - Financial Advisor | TrueAdvisor