Gregory Risse
Gregory Risse is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Sioux Falls, SD, with 35 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2401 W. Trevi Place, Suite 101, Sioux Falls, SD, 57108
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2009Customer Dispute
May 2001Customer Dispute
February 1999Other Business Activities
Gregory works as a basketball referee, dedicating a few hours per week to this activity. This is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.