Kenneth Foisie is a registered investment advisor at LPL Financial LLC, based in Avon, CT, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
124 Simsbury Rd, Bldg. 1, Avon, CT, 06001
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth operates under several DBAs for his LPL business, including Clergy Consultants, Connecticut Financial Network, Inc., RetirementResources, and Gateway Financial Partners. He also spends minimal time on non-variable insurance, including fixed/term insurance and long-term care.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Commonwealth Equity Services, INC.Broker
E. T. Andrews & CO., INC.Broker
Buell Securities CORP.Broker
Advest, INC.Broker
Carreau, Smith, INC.Broker
Stone & Webster Securities CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.