Steven King
Steven King is a registered investment advisor at LPL Financial LLC, based in Cardiff By the Sea, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cardiff By the Sea, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2021Customer Dispute
February 1999Other Business ActivitiesSells Insurance
Steven operates Cardiff Reef Wealth Management, Inc. as a DBA for his LPL business, dedicating full-time hours during trading. He also makes introductions to Steve Lewandowski Insurance Services for clients' non-variable insurance needs, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.