John Simmons is a registered investment advisor, based in Crested Butte, CO, with 33 years of industry experience.
Location
Crested Butte, CO
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Regulatory History (1)
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Customer Dispute
December 2004Denied
Employment History
Current Registrations
Invicta Capital LLC
May 2024 - Present · 1 yr 11 mos
Invicta Capital LLCBroker
May 2024 - Present · 1 yr 11 mos
Invicta Advisors LLC
December 2023 - Present · 2 yrs 4 mos
Previous Registrations
Ovation Partners, LP
August 2015 - November 2023 · 8 yrs 3 mos
Iwp Wealth - Private Client Advisors
March 2014 - August 2014 · 5 mos
Andrews PartnersBroker
June 2012 - July 2013 · 1 yr 1 mo
Morgan Stanley Investment Advisors INC.
November 2005 - June 2011 · 5 yrs 7 mos
Morgan Stanley & CO., IncorporatedBroker
October 2003 - September 2006 · 2 yrs 11 mos
Morgan Stanley Distribution, INC.Broker
August 2003 - June 2012 · 8 yrs 10 mos
Morgan Stanley & CO., Incorporated
June 2001 - October 2003 · 2 yrs 4 mos
Morgan Stanley & CO., IncorporatedBroker
March 2001 - October 2003 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
November 1990 - August 2003 · 12 yrs 9 mos
State Registrations2 states
COPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.