TrueAdvisor
TrueAdvisor
JS
JS

John Simmons

Rothschild Financial Partners, LLC
34 Years of Experience
Crested Butte, CO
1 Disclosure
View SEC Summary
View SEC Summary

John Simmons is a registered investment advisor at Rothschild Financial Partners, LLC, based in Crested Butte, CO, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.

Rothschild Financial Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only

Location

Crested Butte, CO

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rothschild Wealth LLC
August 2026 - Present · 2 mos
Rothschild Financial Partners, LLC
August 2026 - Present · 2 mos
Previous Registrations
Invicta Capital LLCBroker
May 2024 - September 2026 · 2 yrs 4 mos
Invicta Advisors LLC
December 2023 - September 2026 · 2 yrs 9 mos
Ovation Partners, LP
August 2015 - November 2023 · 8 yrs 3 mos
Iwp Wealth - Private Client Advisors
March 2014 - August 2014 · 5 mos
Andrews PartnersBroker
June 2012 - July 2013 · 1 yr 1 mo
Morgan Stanley Investment Advisors INC.
November 2005 - June 2011 · 5 yrs 7 mos
Morgan Stanley & CO., IncorporatedBroker
October 2003 - September 2006 · 2 yrs 11 mos
Morgan Stanley Distribution, INC.Broker
August 2003 - June 2012 · 8 yrs 10 mos
Morgan Stanley & CO., Incorporated
June 2001 - October 2003 · 2 yrs 4 mos
Morgan Stanley & CO., IncorporatedBroker
March 2001 - October 2003 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
November 1990 - August 2003 · 12 yrs 9 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Crested Butte, CO →All financial advisors in Colorado →