John Anzaldua
John Anzaldua is a registered investment advisor at LPL Financial LLC, based in Santa Cruz, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Cruz, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2003Customer Dispute
March 2003Customer Dispute
January 2003Other Business Activities
John operates under two DBAs for his LPL business: Big Trees Wealth Management and Strategic Wealth Advisors Group. He dedicates 100% of his time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Strategic Wealth Advisors Group
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
Wamu Investments, INC.
Citicorp Investment ServicesBroker
Citicorp Investment Services
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
Mgi Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.