Joey Hatzfeld is a CFP-designated registered investment advisor, based in Daytona, FL, with 34 years of industry experience.
Location
Daytona, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joey is an independent insurance agent since 1990 and also owns Castle Wealth Strategies LLC. He also works as an advisory representative of a registered investment advisor (RIA), and these activities take about half of Joey's time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2024 - Present · 1 yr 9 mos
Cambridge Investment Research, INC.Broker
August 2024 - Present · 1 yr 9 mos
Cambridge Investment Research Advisors, INC.
August 2024 - Present · 1 yr 9 mos
Previous Registrations
LPL Financial LLCBroker
May 2021 - August 2024 · 3 yrs 3 mos
LPL Financial LLC
May 2021 - August 2024 · 3 yrs 3 mos
American Portfolios Financial Services, INC.Broker
August 2012 - May 2021 · 8 yrs 9 mos
American Portfolios Advisors, INC
August 2012 - May 2021 · 8 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2006 - September 2012 · 6 yrs 4 mos
Park Avenue Securities LLCBroker
May 1999 - March 2005 · 5 yrs 10 mos
Guardian Investor Services CorporationBroker
January 1993 - May 1999 · 6 yrs 4 mos
W. S. Griffith & CO., INC.Broker
November 1990 - February 1993 · 2 yrs 3 mos
Home Life Insurance CompanyBroker
November 1990 - October 1992 · 1 yr 11 mos
State Registrations6 states
AZFLNCNJNYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.