CS
CS

Christopher Sigmund

32 Years of Experience
Nashville, TN
Broker

Christopher Sigmund is a registered investment advisor at Morgan Stanley, based in Nashville, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

3102 West End Avenue, Suite 200, Nashville, TN, 37203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.
April 2004 - May 2007 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
April 1995 - May 2007 · 12 yrs 1 mo
Folger Nolan Fleming Douglas IncorporatedBroker
April 1993 - November 1994 · 1 yr 7 mos
Kemper Securities Group, INC.Broker
January 1992 - January 1992 · 0 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNJNMNVNYOHORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Sigmund - Financial Advisor | TrueAdvisor