James Harris
James Harris is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Albany, GA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2410 Westgate Drive, 105, Albany, GA, 31707
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2017Customer Dispute
June 2014Other Business Activities
James has several outside business activities, including ownership of JMH Family Properties LLC and rental properties, board membership in Sago Sands Condo HOA, and ownership of James Harris & Associates, LLC and James Harris & Co. LLC. He also serves as trustee for James Harris Co. 401k and James Harris Co. 401k FBO Self and Associates, dedicating about a quarter of his time to James Harris & Co. LLC.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Wachovia Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
H. C. Copeland and Associates Equities, INC.Broker
State Registrations15 states
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