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Andrew Koenig

35 Years of Experience
Seguin, TX
1 DisclosureBroker

Andrew Koenig is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Seguin, TX, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

201 S. River, Seguin, TX, 78155

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History

Regulatory History (1)
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Customer Dispute
May 2005
Denied
Other Business Activities

Andrew owns Andrew Koenig & Co. Inc., an S Corp used to pay bills. He also owns rental real estate, dedicating a few hours per week to maintenance, lease negotiations, rent collection, and bill payments.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 1994 - Present · 31 yrs 11 mos
Previous Registrations
Raymond James Financial Services
June 1994 - January 2009 · 14 yrs 7 mos
Victoria Securities CorporationBroker
September 1992 - June 1994 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - October 1992 · 1 yr 10 mos
State Registrations9 states
CACOIAINLAMDNMTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.