Richard Curtis
Richard Curtis is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Naples, FL, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
3522 Haldeman Creek Dr, #111, Naples, FL, 34112
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2015Customer Dispute
February 2011Other Business ActivitiesSells Insurance
Richard is an insurance agent with Empire Wealth Strategies, selling various insurance products including life, disability, long-term care, health, and Medicare supplements, dedicating about a quarter to nearly half of his time to this. He is also a sole member of MLP Productions, LLC, handling general bookkeeping for a few hours per week, and treasurer of Compass Point HOA, spending minimal time in a non-custodial role.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
1717 Capital Management CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.