KT
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Kenneth Tanaka

35 Years of Experience
Huntington Beach, CA
BrokerSells Insurance

Kenneth Tanaka is a registered investment advisor, based in Huntington Beach, CA, with 35 years of industry experience.

Location

16872 Bolsa Chica Street, Suite 202, Huntington Beach, CA, 92649

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kenneth is involved in various business activities, including being a board member for the Huntington Beach Lions Foundation, an independent contractor for Teraoka & Company and Teraoka Wealth Management LLC, and an owner of rental real estate property. He also works as a financial advisor researching and advising clients on insurance products.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
August 2007 - October 2019 · 12 yrs 2 mos
1st Global Capital CORP.Broker
February 2007 - October 2019 · 12 yrs 8 mos
H.D. Vest Investment ServicesBroker
February 1991 - March 2007 · 16 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.