MI
MI
Max Freelander
33 Years of Experience
Potomac, MD
6 DisclosuresBroker
Max Freelander is a registered investment advisor at Wells Fargo Advisors, based in Potomac, MD, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Potomac, MD
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017Denied
Customer Dispute
June 1999Denied
Customer Dispute
May 1999Denied
Customer Dispute
February 1999Denied
Regulatory
February 1993Final
Customer Dispute
August 1989Settled
Other Business Activities
Max has 100% ownership in Prosper LLC since 2023, dedicating nearly full-time hours to it. He also has 90% ownership in Freelander GP, LLC since 2025, spending minimal time on it.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2015 - August 2022 · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2015 - August 2022 · 7 yrs 4 mos
RBC Capital Markets, LLCBroker
March 2009 - April 2015 · 6 yrs 1 mo
RBC Capital Markets, LLC
March 2009 - April 2015 · 6 yrs 1 mo
Ferris, Baker Watts, LLC
October 2006 - March 2009 · 2 yrs 5 mos
Ferris, Baker Watts, LLCBroker
August 1995 - March 2009 · 13 yrs 7 mos
Smith Barney INC.Broker
July 1993 - August 1995 · 2 yrs 1 mo
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
State Registrations15 states
CADCDEFLILMDNCNJNYPARISCSDTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.