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Christoph Stapleton

Ameriprise Financial Services, LLC
32 Years of Experience
Monterey, CA
1 DisclosureBroker
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Christoph Stapleton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Monterey, CA, with 32 years of industry experience. Christoph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Ragsdale Dr Ste 160, Monterey, CA, 93940

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christoph has business ownership, other, and consulting activities since 2012. This takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2003 - Present · 22 yrs 10 mos
Ameriprise Financial Services, LLC
November 2003 - Present · 22 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2003 - Present · 22 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 2003 - July 2006 · 2 yrs 8 mos
Cuso Financial Services, L.P.Broker
January 2001 - September 2003 · 2 yrs 8 mos
Fiserv Investor Services, INC.Broker
April 1998 - January 2001 · 2 yrs 9 mos
Corelink Financial, INC.Broker
December 1997 - May 1998 · 5 mos
Capital Brokerage CorporationBroker
August 1995 - December 1997 · 2 yrs 4 mos
Investment Management & Research, INCBroker
December 1993 - August 1994 · 8 mos
Pruco Securities CorporationBroker
December 1990 - February 1992 · 1 yr 2 mos
The Prudential Insurance Company of AmericaBroker
December 1990 - February 1992 · 1 yr 2 mos
State Registrations21 states
AZCACOFLHIIDILKYLAMIMNNCNVNYOHORTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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