Charles Bachtell is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is the President and Managing Partner of Academy of California Examinations, a company that provides exam preparation for financial services licensing.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Gbs Advisors
Gbs Advisors
Gbs Financial CORP.Broker
Western International Securities, INC.Broker
Gbs Advisors
Gbs Financial CORP.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Toluca Pacific Securities CORP.Broker
Adams Securities, INC.Broker
First Choice Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.