Carlos Carrillo
Carlos Carrillo is a registered investment advisor at LPL Financial LLC, based in El Cajon, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
306 Broadway, El Cajon, CA, 92021
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2022Customer Dispute
October 2021Other Business Activities
Carlos operates under two DBAs for his LPL business: PenFed Wealth Management since 2022 and Wheelhouse Investment Services since 2023. He dedicates minimal time to Wheelhouse Investment Services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Raymond James Financial Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Linsco/private Ledger CORP.Broker
Fimco Securities Group, INC.Broker
Great Western Financial Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Pruco Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.