TrueAdvisor
TrueAdvisor
DK
DK

Donald Kainer

LPL Financial LLC
35 Years of Experience
Conroe, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Donald Kainer is a registered investment advisor at LPL Financial LLC, based in Conroe, TX, with 35 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

303 Longmire Rd Unit 1002, Conroe, TX, 77304

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Closed-No Action
Customer Dispute
February 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
August 2009 - Present · 17 yrs 2 mos
LPL Financial LLCBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - August 2009 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
January 1991 - January 2008 · 17 yrs
State Registrations5 states
COKSOKTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Conroe, TX →All financial advisors in Texas →