Gary Graham
Gary Graham is a registered investment advisor at Calton & Associates, INC., based in Corona, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Corona, CA
Get directionsHistory
Regulatory History (4)
Regulatory
September 2017Financial
May 2016Regulatory
March 2016Customer Dispute
June 2002Other Business Activities
Gary works as a referral closer for Allegiance Gold LLC, facilitating the purchase of physical precious metals. This activity takes about 10-20% of his time and is compensated with commissions.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
Waddell & Reed, INC.Broker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.