Thomas Paron
Thomas Paron is a registered investment advisor at Kestra Advisory Services, LLC, based in Southbury, CT, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
Two Pomperaug Office Park, Suite 301, Southbury, CT, 06488
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Thomas is treasurer for Olde Crabs Hockey Club, a passive investor in Buttonball Farm/Ventures private securities, and a board member for The Carving Studio & Sculpture Center, dedicating minimal time to each. He is also a managing director for both Kestra Advisory Services LLC and Compass Capital Management, spending nearly full-time hours on each, and owns Buttonball Farm real estate.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Walnut Street Securities, INC.
Compass Capital Management
Walnut Street Securities, INC.Broker
Compass Capital Management
Nathan & Lewis Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.