Dennis Williams is a registered investment advisor, based in Sprngfield, MO, with 35 years of industry experience.
Location
2664 E. Kearney Street, Sprngfield, MO, 65803
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Regulatory History (1)
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Customer Dispute
February 2005Denied
Other Business Activities
Dennis is a Managing Partner/Registered Principal, Branch Manager & Financial Advisor at Affinity Wealth Partners LLC since 2018, dedicating about 10-20% of his time. He also serves as a Director for the Dr. Daniel D. & Dorothy A. Williams Foundation, a non-profit, spending minimal time assisting with financial support for students.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2018 - Present · 8 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2009 - February 2018 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2009 - February 2018 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1997 - September 2009 · 12 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1991 - September 2009 · 18 yrs 8 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.